Huntington Asset Services: Distribution Services

Originally formed in 1976, Unified Financial Securities, Inc., member FINRA, is a registered broker-dealer licensed in all 50 states. In conjunction with Huntington Asset Services, Inc., we provide statutory distribution services to mutual funds.

As your distributor, Unified Financial Securities, Inc.:

Reviews all advertising and sales literature including websites, prior to public release
When required, files hard copies of all distributor-approved advertising and sales literature with FINRA
Prepares necessary reports for the fund board regarding the fund's distribution plan and related activity
Institutes and maintains dealer agreements with financial intermediaries
Establishes relationships with mutual fund supermarkets
Oversees the collection and payment processes for sales loads and 12b-1 fees
Serves as fund underwriter




Originally formed in 1976, Unified Financial Securities, Inc., member FINRA, is a registered broker-dealer licensed in all 50 states. In conjunction with Huntington Asset Services, Inc., we provide statutory distribution services to mutual funds. As your distributor, Unified Financial Securities, Inc.: Reviews all advertising and sales literature including websites, prior to public release When required, files hard copies of all distributor-approved advertising and sales literature with FINRA Prepares necessary reports for the fund board regarding the fund's distribution plan and related activity Institutes and maintains dealer agreements with financial intermediaries Establishes relationships with mutual fund supermarkets Oversees the collection and payment processes for sales loads and 12b-1 fees Serves as fund underwriter
Huntington Asset Services, Inc. and Unified Financial Securities, Inc. are wholly-owned subsidiaries of Huntington Bancshares, Incorporated ©2010 ® and Huntington® are federally registered service marks of Huntington Bancshares Incorporated.